American International Group, Inc. (AIG): ERISA Litigation: Settled and/or Concluded Case

• [Proposed] Order Approving Plan Of Allocation (73 KB)
  TT Case 1:04-cv-09387-JES Document 137 Filed 10/15/2008 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW IN RE AIG ERISA LITIGATION This Document Relates To: All Actions Master File No 04-CV-9387 (JES) (AJP) dated June 18, 2008 (the )f the Class as preliminarily [PROPOSED] ORDER APPROVING PLAN OF AI.LOCATION Plaintiffs' Counsel having filed Plaintiffs' Motion and Memorandum for Approval of Plan of Allocation, the Court being fully advised in the premises and IT IS HEREBY ORDERED ADJUDGED AND DECREE!} that the following Plan of Allocation is approved in all respects: 1. Capitalized terms used herein shall have the meanings ascribed to them in the In re AIG ERISA Litigation Class Action Settlement Agreement "Settlement Agreement") or in the Plan of Allocation. 2. "Settlement Class" means a person who is a member certified by the Court in its Order Preliminarily Approving Settlement and Confirming Final Settlement Hearing rendered July 3, 2008. Specifically, the
  
  
• Publication Notice (37 KB)
  UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK In Re AIG ERISA Litigation Master File This Document Relates To: All Actions No.: 04-CV-9387 (JES) (AJP) TO ALL MEMBERS OF THE FOLLOWING CLASS: All persons: (a) who were participants in or benefi ciaries of the: (i) AIG Incentive Savings Plan at any time from September 30, 2000 through May 31, 2005; (ii) American General Employees’ Thrift and Incentive Savings Plan at any time from August 29, 2001 through January 1, 2003; (iii) American General Agents’ and Managers’ Thrift Plan at any time from August 29, 2001 through May 31, 2005; or the (iv) CommoLoCo Thrift Plan at any time from August 29, 2001 through May 31, 2005; and (b) whose Plan accounts included direct or indirect investments in AIG stock and/or the AIG Stock Fund(s) (collectively, the “Settlement Class” or “Class”). The Settlement Class shall not include any of the Individual Defendants (defi ned to include all Defendants other than AIG), or any of the Individual
  
  
• Second Corrected (Proposed) Order And Final Judgment (137 KB)
  Case 1:04-cv-09387-JES Document 135 Filed 10/08/2008rPage 1 of:8:^^«,] UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK In Re AIG ERISA Litigation This Document Relates To: All Actions Master File No. SECOND CORRECTED (PROPOSED) ORDER AND FINAL JUDGMENT 04-CV-9387 (JES) (AJP) This litigation involves the claims for alleged violations Retirement Income Security Act of 1974, as amended, 29 U.S.C. §§ set forth in Plaintiffs' Consolidated Amended Class Action Complai 2005, with respect to the AIG Incentive Savings Plan, the American Thrift and Incentive Plan, the American General Agents' and Managlers CommoLoCo Thrift Plan (the "Plans").1 This matter came before the Court for a hearing pursuant (e) and to the Order of this Court dated and entered July 3, 2008, parties for approval of the Settlement set forth in the Settlement 18, 2008, on behalf of the Parties. Due and adequate notice Settlement Class as required in the ORDER, and the Court having Agreement, all papers filed and proceed
  
  
• Plan Of Allocation (30 KB)
  UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK IN RE AIG ERISA LITIGATION This Document Relates To: All Actions Master File No.: 04-CV-9387 (JES) (AJP) ____________________________________________________________________________________ PLAN OF ALLOCATION ______________________________________________________________________________________________ I. Definitions Except as indicated in this Plan of Allocation, the capitalized terms used herein shall have the meanings ascribed to them in the Class Action Settlement Agreement, dated June 18, 2008 A. “Plans” means the AIG Incentive Savings Plan, the AIG Employees’ Thrift and Incentive Plan, AIG General Agents’ and Managers’ Thrift Plan and the CommoLoCo Thrift Plan, and all predecessor or successor plans, individually and collectively, and any trust created under such Plans. B. “Settlement Class” means: All persons: (a) who were participants in or beneficiaries of the: (i) AIG Incentive Savings Plan at any time from S
  
  
• Motion For Order Preliminarily Approving Settlement, Certifying Settlement Class, Approving Notice Plan, And Confirming Fairness Hearing Date (5.12 MB)
  Case 1:04-cv-09387-JES Document 116 Filed 06/20/2008 Page 1 of 8 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK In Re AIG ERISA Litigation This Document Relates To: All Actions Master File No.: 04-CV-9387 (JES) (AJP) MOTION FOR ORDER PRELIMINARILY APPROVING SETTLEMENT, CERTIFYING SETTLEMENT CLASS, APPROVING NOTICE PLAN, AND CONFIRMING FAIRNESS HEARING DATE Plaintiffs1 respectfully move for an order: (a) granting preliminary approval of the Settlement of this litigation; (b) granting certification of the proposed Settlement Class pursuant to Fed. R. Civ. P. 23(a); (c) approving the forms for the mailing and publication of the Notice of Settlement; (d) authorizing the mailing and publication of those notices; and (e) confirming the date and time for the Fairness Hearing previously set by the Court for the proposed Settlement and related deadlines as set forth in the proposed Preliminary Approval Order, attached to the Memorandum in Support of this Motion as Exhibit 1. This Motio
  
  
• Class Action Settlement Agreement (1.85 MB)
  UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK In Re AIG ERISA Litigation This Document Relates To: All Actions Master File No.: 04-CV-9387 (JES) (AJP) CLASS ACTION SETTLEMENT AGREEMENT This CLASS ACTION SETTLEMENT AGREEMENT ("Settlement Agreement") is entered into by and between Named Plaintiffs in this Action, for themselves and on behalf of the Settlement Class and the Plans, on the one hand, and Defendants, on the other. Capitalized terms used herein shall have the meanings set forth in Section 1 below. RECITALS WHEREAS, commencing on November 30, 2004, Named Plaintiffs filed complaints asserting claims for relief against Defendants under ERISA; WHEREAS, on September 26, 2005, Named Plaintiffs filed a Consolidated Class Action Complaint for Violations of the Employee Retirement Income Security Act of 1974, asserting claims on behalf of a purported class of participants in the Plans; WHEREAS, the Complaint alleges that Defendants, inter alia, violated ERISA by failing to prudently and
  
  
• Order Preliminary Approving Settlement And Confirming Final Settlement Hearing (107 KB)
  Case 1:04-cv-09387-JES Document 118 Filed 07/03/2008 Page 1 of 10 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK In Re AIG ERISA Litigation This Document Relates To: All Actions Master File No 04-CV-9387 (JES) (A.IP) ORDER PRELIMINARILY APPROVING SETT CONFIRMING FINAL SETTLEMENT HEJSMlNG MENT AND This litigation involves claims for alleged violation Income Security Act of 1974, as amended, 29 U.S.C. §§ 1001. et seq the AIG Incentive Savings Plan, the American General Employees the American General Agents' and Managers' Thrift Plan, and the "Plans").1 Presented to the Court for preliminary approval is a against all Defendants. The terms of the Settlement are set out of the Employee Retirement ("ERISA"), with respect to Thrift and Incentive Plan, GdmrnoLoCo Thrift Plan (the settlement of the litigation as in a Class Action Settlement Agreement (the "Settlement Agreement"), executed by counsel on jIiMe 18, 2008 on behalf of the Parties. On June 20, 2008, Plaintiffs f