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Raymond James Financial, Inc. Litigation.: Filed Case

Go To Settled and/or Concluded Case
This page is dedicated to the Raymond James Financial, Inc. Litigation. class action. It contains links to all court documents related to the Raymond James Financial, Inc. Litigation. class action that Class Action World has been able to obtain from various class action law firms and other class action information sources. Although the goal of Class Action World is to provide a comprehensive library of all court documents related to the Raymond James Financial, Inc. Litigation. class action, it has not been possible to do so. The staff of Class Action World continually seeks to obtain additional court documents related to the Raymond James Financial, Inc. Litigation. class action. Therefore, the Raymond James Financial, Inc. Litigation. class action case documents that appear on this Filed Raymond James Financial, Inc. Litigation. class action case page today, may be supplemented by additional identified Raymond James Financial, Inc. Litigation. class action case documents tomorrow. If you do not find the Raymond James Financial, Inc. Litigation. class action case document that you are looking for, it would be prudent to periodically visit this Raymond James Financial, Inc. Litigation. Filed class action case document page. Class Action World staff updates this Raymond James Financial, Inc. Litigation. class action case document page to reflect newly identified documents as expeditiously as possible. However, due to the logistics involved in the process, it may take a few days for newly identified Raymond James Financial, Inc. Litigation. class action documents to be reflected on this Filed Raymond James Financial, Inc. Litigation. class action page. Where multiple copies of a Raymond James Financial, Inc. Litigation. class action case document are available, Class Action World has selected the most legible copy. All Raymond James Financial, Inc. Litigation. class action documents identified below are believed to be copies of Raymond James Financial, Inc. Litigation. class action case documents actually filed with the courts. However, Class Action World has not authenticated each and every document. Therefore, Class Action World makes no warranty regarding authenticity.
  • Opinion And Order (0.99 MB)
    Case 1:09-cv-05347-RPP Document 29 Filed 08/16/10 Page 1 of 24 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ...........................................................X JOHN WOODWARD, individually and on behalf of all others similarly situated Plaintiff 09-CV-5347 (RPP) - against - OPINION AND ORDER RAYMOND JAMES FINANCIAL, INC., THOMAS A. JAMES, JEFFREY P. JULIEN, STEVEN RANEY, and MARK MOODY, Defendants. ...........................................................X ROBERT P. PATTERSON, JR., U.S.D.J. Plaintiff John Woodward ("Plaintiff') alleges, in an amended class action complaint ("Amended Complaint") filed on November 25, 2009, that Defendants Raymond James Financial, Inc. ("RJF"), Thomas A. James, Jeffrey P. Julien, Steven Raney, and Mark Moody (collectively, "Defendants") engaged in a scheme to defraud shareholders by making material misrepresentations about the adequacy of the loss reserves for the loan portfolio of its subsidiary Raymond Jame

  • Amended Class Action Complaint (5.44 MB)
    Case 1:09-cv-05347-RPP Document 17 Filed 11 /25/2009 Page 1 of 118 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK JOHN WOODARD, individually and on behalf of all others similarly situated, Plaintiff, v. RAYMOND JAMES FINANCIAL, INC., THOMAS A. JAMES, JEFFREY P. JULIEN, STEVEN RANEY, and MARK MOODY Defendants. Civil Action No.09-5347 (RPP) ECF CASE AMENDED CLASS ACTION COMPLAINT Case 1:09-cv-05347-RPP Document 17 Filed 11 /25/2009 Page 2 of 118 TABLE OF CONTENTS I. BASIS OF ALLEGATIONS..............................................................................................1 II. JURISDICTION AND VENUE.........................................................................................6 III. THE PARTIES....................................................................................................................6 A. Lead Plaintiff Louisiana School Employees' Retirement System.........................6 B. Named Pl

  • Memorandum Opinion (0.99 MB)
    UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ------------------------------------------------------------........x DEFER LP, Plaintiff, -against- RAYMOND JAMES FINANCIAL, INC., et al., Defendants. ----------------------------------------------------------------x MEMORANDUM OPINION Appearances: Daniel C. Girard Jonathan K. Levine Aaron M. Sheanin Christina H. C. Sharp Girard Gibbs LLP Attorneys for Plaintiff Christian R. Bartholomew Jill Baisinger Morgan, Lewis & Bockius LLP Attorneys for Defendants Lewis A. Kaplan, District Judge. Plaintiff, an investor in auction rate securities ("ARS"), brings this purported class action against a financial service firm and its two wholly-owned subsidiaries that underwrote, USDC SDNY 1 DOCUMENT ELECTRONICALLY FILED DOC #:__________________ DATE FILED #: 9/>7/0c| [' 08 Civ. 3449 (LAK) marketed and sold the securities and managed the auctions at which the interest rates they paid were 2 set. Plaintiff claims that d

  • [Proposed] Order Appointing Lead Plaintiff And Lead Counsel (37 KB)
    Case 1:09-cv-05347-RPP Document 12 Filed 09/01/2009 Page 1 of 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK JOHN WOODARD, individually and on behalf of all others similarly situated, Plaintiff, RAYMOND JAMES FINANCIAL, INC., THOMAS A. JAMES, and JEFFREY P. JULIEN, Defendants. USDCSI'^Y DOCUMENT ELECTRO?'•-'¦ '-I.:Y FILED DOC #:________________ DATEFILliDJ fff/gf 09 CV 5347 (RPP) ECF CASE TPROPOSEDl ORDER APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL IT IS HEREBY ORDERED, pursuant to 15 U.S.C. § 78u-4(a)(3)(B), that: 1. The Louisiana School Employees' Retirement System is appointed Lead Plaintiff in this securities class action; and 2. The Court approves the Lead Plaintiffs selection of the law firm of Grant & Eisenhofer P.A. as Lead Counsel for the plaintiff class. DATED: ^4^S^C^

  • Class Action Complaint (0.93 MB)
    UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK JOHN WOODARD, individually and on behalf of all others similarly situated, Plaintiff, RAYMOND JAMES FINANCIAL, INC., THOMAS A. JAMES, and JEFFREY P. JULIEN, Defendants. CIVIL ACTION No. JURY TRIAL DEMANDED CLASS ACTION COMPLAINT 1. This is a federal securities fraud action brought by Plaintiff John Woodard ("Plaintiff) on behalf of all purchasers (the "Class") of the common stock of Raymond James Financial, Inc. ("RJF" or the "Company") between and including April 22, 2008 and April 14, 2009 (the "Class Period"). This action is brought against Defendants RJF, Thomas A. James ("James"), and Jeffrey P. Julien ("Julien") (collectively, the "Defendants") for violations of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 (the "Exchange Act") and Rule 10b-5 promulgated thereunder.1 2. The allegations in this Complaint are based upon information and belief, except as to allegations specifically pertaining to Plaintiff,

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