JML Portfolio Management Ltd. Litigation.: Filed Case

• Order Of Dismissal With Prejudice As To Defendants Swiss Life Holding AG And Nomura Holdings, Inc. (48 KB)
  Case 6:09-cv-00903-JA-GJK Document 94 Filed 05/13/10 Page 1 of 2 United States District Court Middle District of Florida Orlando Division JEFFREYS. ARAJ, ON BEHALF OF HIMSELF AND ALL OTHERS SIMILARLY SITUATED, Plaintiffs, -vs- Case No. 6:09-cv-903-Orl-28GJK JML PORTFOLIO MANAGEMENT, LTD., SWISS LIFE HOLDING AG, NOMURA HOLDINGS, INC., Defendants. Order Of Dismissal With Prejudice as to Defendants Swiss Life Holding AG and Nomura Holdings, Inc. Upon consideration of the Plaintiffs' Unopposed Motion to Voluntarily Dismiss Action with Prejudice Against Defendants Swiss Life and Nomura Holdings, Inc. (Doc. No. 93), and pursuant to Fed. R. Civ. P. 41(a), it is hereby ORDERED that this case is dismissed with prejudice as to Defendants Swiss Life Holding AG and Nomura Holdings, Inc. DONE and ORDERED in Chambers, Orlando, Florida this /'-* day of May, 2010. /^^\ JOHrVANTOOKrTT~
  
  
• Amended Class Action Complaint (2.44 MB)
  UNITED STATES DISTRICT COURT EOR THE MIDDLE DISTRICT OF FLORIDA JEFFREY S. ARAJ, M.D., On Behalf of Himself And All Others Similarly Situated, Plaintiff, vs. JML PORTFOLIO MANAGEMENT LTD., SWISS LIFE HOLDING AG, and NOMURA HOLDINGS, INC., Defendants. Civil Action: 6:09-cv-00903-JA-GJK AMENDED CLASS ACTION COMPLAINT Lead Plaintiffs Jeffrey S. Araj, M.D. and Ernest Lico ("Plaintiffs") bring this action on behalf of themselves and all of all persons or entities who (i) owned the Nomura -- All Weather Fund ("Nomura Fund") on December 10, 2008, or (ii) were sold variable annuity policies of Swiss Life through JML Portfolio Management Ltd. ("JML") which invested in the Nomura Fund from January 3, 2006 to December 10, 2008 (the Class Period), and who sustained losses thereby (the "Class"). These allegations contained herein are based on personal knowledge as to Plaintiffs and their own acts, and on information and belief as to all other matters based on the investigation conducted by and through counsel, whi
  
  
• Amended Class Action Complaint (0.74 MB)
  UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF FLORIDA -----------------------------------------------------------------------------x JEFFREY S. ARAJ, M.D., and On Behalf of : Himself and All Others Similarly Situated, : : Case No. 6:09-cv-903-ORL-28GJK Plaintiff, : : AMENDED CLASS ACTION : COMPLAINT vs. : : JURY TRIAL DEMANDED JML PORTFOLIO MANAGEMENT LTD., : SWISS LIFE (LIECHTENSTEIN) AG, and : NOMURA HOLDINGS, INC. : Defendants : -----------------------------------------------------------------------------x Plaintiff, individually and on behalf of all others similarly situated, by his attorneys, alleges the following upon information and belief, except for those allegations, as to himself, which are alleged upon personal knowledge. The allegations are based on counsel' s investigation, complain
  
  
• Class Action Complaint (0.79 MB)
  Case 6:09-cv-00903-JA-GJK Document 1 Filed 05/29/2009 Page 1 of 19 FILED UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF FLORIDA' KAY 29 F!1 ?• 22 U.S. NSTRIC7 COURT f'iJDLECISlRlCT Or FLORIDA ORLANDO. FLORIDA JEFFREY S. ARAJ, M.D., and On Behalf of Himself and All Others Similarly Situated, Plaintiff, v. JML PORTFOLIO MANAGEMENT LTD., SWISS LIFE HOLDING AG, and : NOMURA HOLDINGS, INC. Civil Action No. CLASS ACTION COMPLAINT JURY TRIAL DEMANDED Defendants Plaintiff, individually and on behalf of all others similarly situated, by his attorneys, alleges the following upon information and belief, except for those allegations, as to himself, which are alleged upon personal knowledge. The allegations are based on counsel's investigation, complaints filed by the United States Government and Securities and Exchange Commission (the SEC), reports and interviews published in the press, and information obtained by Plaintiff. NATURE OF THE ACTION 1. Plaintif